SEC FORM
4
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
|
|
|
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
21 WATERWAY AVENUE, SUITE 225 |
|
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
TELA Bio, Inc.
[ TELA ]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
|
10% Owner |
|
Officer (give title below) |
X |
Other (specify below) |
See Footnote 2 |
|
3. Date of Earliest Transaction
(Month/Day/Year) 03/23/2021
|
4. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
|
2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
|
4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
|
5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
7. Nature of Indirect Beneficial Ownership (Instr.
4)
|
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock, par value $0.001 per share |
03/23/2021 |
|
P |
|
10,000 |
A |
$13.79
|
1,534,578 |
I |
See footnotes
|
Common Stock, par value $0.001 per share |
03/24/2021 |
|
P |
|
2,660 |
A |
$13.94
|
1,537,238 |
I |
See footnotes
|
Common Stock, par value $0.001 per share |
03/25/2021 |
|
P |
|
5,000 |
A |
$13.11
|
1,542,238 |
I |
See footnotes
|
Common Stock, par value $0.001 per share |
03/26/2021 |
|
P |
|
37,851 |
A |
$12.88
|
1,580,089 |
I |
See footnotes
|
Common Stock, par value $0.001 per share |
04/08/2021 |
|
P |
|
206 |
A |
$13.67
|
1,580,295 |
I |
See footnotes
|
Common Stock, par value $0.001 per share |
04/12/2021 |
|
P |
|
2,893 |
A |
$13.57
|
1,583,188 |
I |
See footnotes
|
Common Stock, par value $0.001 per share |
04/19/2021 |
|
P |
|
625 |
A |
$13.61
|
1,583,813 |
I |
See footnotes
|
Common Stock, par value $0.001 per share |
04/20/2021 |
|
P |
|
4,678 |
A |
$13.54
|
1,588,491 |
I |
See footnotes
|
Common Stock, par value $0.001 per share |
04/21/2021 |
|
P |
|
365 |
A |
$13.59
|
1,588,856 |
I |
See footnotes
|
Common Stock, par value $0.001 per share |
04/22/2021 |
|
P |
|
5,000 |
A |
$13.54
|
1,593,856 |
I |
See footnotes
|
Common Stock, par value $0.001 per share |
04/23/2021 |
|
P |
|
5,000 |
A |
$13.51
|
1,598,856 |
I |
See footnotes
|
Common Stock, par value $0.001 per share |
04/27/2021 |
|
P |
|
15,000 |
A |
$13.49
|
1,613,856 |
I |
See footnotes
|
Common Stock, par value $0.001 per share |
04/28/2021 |
|
P |
|
200 |
A |
$13.41
|
1,614,056 |
I |
See footnotes
|
Common Stock, par value $0.001 per share |
05/05/2021 |
|
P |
|
7,500 |
A |
$13.28
|
1,621,556 |
I |
See footnotes
|
Common Stock, par value $0.001 per share |
05/06/2021 |
|
P |
|
6,499 |
A |
$13.15
|
1,628,055 |
I |
See footnotes
|
Common Stock, par value $0.001 per share |
05/07/2021 |
|
P |
|
7,500 |
A |
$13.15
|
1,635,555 |
I |
See footnotes
|
Common Stock, par value $0.001 per share |
05/10/2021 |
|
P |
|
7,500 |
A |
$12.93
|
1,643,055 |
I |
See footnotes
|
Common Stock, par value $0.001 per share |
05/11/2021 |
|
P |
|
7,500 |
A |
$12.75
|
1,650,555 |
I |
See footnotes
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivative Security (Instr.
3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
|
6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
|
8. Price of Derivative Security (Instr.
5)
|
9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
|
10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11. Nature of Indirect Beneficial Ownership (Instr.
4)
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
1. Name and Address of Reporting Person*
21 WATERWAY AVENUE, SUITE 225 |
|
(Street)
|
1. Name and Address of Reporting Person*
21 WATERWAY AVENUE, SUITE 225 |
|
(Street)
|
1. Name and Address of Reporting Person*
21 WATERWAY AVENUE, SUITE 225 |
|
(Street)
|
1. Name and Address of Reporting Person*
21 WATERWAY AVENUE, SUITE 225 |
|
(Street)
|
Explanation of Responses: |
Remarks: |
|
EW HEALTHCARE PARTNERS FUND 2, L.P., By: EW Healthcare Partners Fund 2 GP, L.P., its General Partner, By: EW Healthcare Partners Fund 2-UGP, LLC, its General Partner, By: Martin P. Sutter, Attorney-in-Fact, /s/ Martin P. Sutter |
05/13/2021 |
|
EW HEALTHCARE PARTNERS FUND 2-A, L.P., By: EW Healthcare Partners Fund 2 GP, L.P., its General Partner, By: EW Healthcare Partners Fund 2-UGP, LLC, its General Partner, By: Martin P. Sutter, Attorney-in-Fact, /s/ Martin P. Sutter |
05/13/2021 |
|
EW HEALTHCARE PARTNERS FUND 2 GP, L.P., By: EW Healthcare Partners Fund 2-UGP, LLC, its General Partner, By: Martin P. Sutter, Attorney-in-Fact, /s/ Martin P. Sutter |
05/13/2021 |
|
EW HEALTHCARE PARTNERS FUND 2-UGP, LLC, By: Martin P. Sutter, Attorney-in-Fact, /s/ Martin P. Sutter |
05/13/2021 |
|
** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
EXHIBIT 99.1 TO FORM 4
EW HEALTHCARE PARTNERS FUND 2, L.P.: EW HEALTHCARE PARTNERS FUND 2-A, L.P.:
------------------------------------ -------------------------------------
Transaction Date Shares Acquired Total Owned Shares Acquired Total Owned
---------------- --------------- ----------- --------------- -----------
3/23/2021 4066 624,209 5934 910,369
3/24/2021 1082 625 291 1578 911,947
3/25/2021 2033 627,324 2967 914,914
3/26/2021 15392 643,716 22459 937,373
4/8/2021 206 642,922 0 937,373
4/12/2021 1382 644,304 1511 938,884
4/19/2021 254 644,558 371 939,255
4/20/2021 1902 646,460 2776 942,031
4/21/2021 0 646,460 365 942,396
4/22/2021 2398 648,858 2602 944,998
4/23/2021 2033 650,891 2967 947,965
4/27/2021 6100 656,991 8900 956,865
4/28/2021 0 656,991 200 957,065
5/5/2021 3250 660,341 4250 961,315
5/6/2021 2643 662,884 3856 965,171
5/7/2021 3050 665,934 4450 969,621
5/10/2021 3050 668,984 4450 974,071
5/11/2021 3050 672,034 4450 978,521